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Nancy Eff Presnell
Partner
Louisville, KY
Partner
Louisville, KY
Nancy has over 22 years of experience working in-house with a number of financial institutions. Her practice is focused on regulatory compliance matters in the financial services industry. Nancy often works with financial service providers with consumer compliance matters, Bank Secrecy Act (BSA) compliance and Community Reinvestment Act programs.
Served as the SVP, Managing Director of Compliance and CRA (Community Reinvestment Act) at Republic Bank & Trust Company, 2008-2019.
Managed consumer compliance, BSA and CRA for a $5 billion institution with a 5-state footprint and fintech product offerings.
Served as VP of Compliance at Irwin Financial Corporation, 2005-2008.
Managed consumer compliance, BSA and CRA across five lines of business including two banks, a franchise lending company and a home equity lender.
Served as Compliance Manager at JPMorgan Chase.
Partnered with retail and support units to develop and implement new products and resulting new policies and procedures, 1997-2005.
Developed a Compliance Management System, a Consumer Complaint Monitoring System, Consumer Compliance Risk Assessments, BSA Risk Assessments, CRA Assessments and various Training Programs.
Lead contact for Consumer Compliance Examinations, BSA Examinations and CRA Examinations with the Office of the Comptroller of the Currency (OCC), the Federal Reserve and the Federal Deposit Insurance Corporation (FDIC).
University of Louisville, Louis D. Brandeis School of Law, J.D., 1993
Six Sigma Green Belt, 2001
CRCM, Certified Regulatory Compliance Manager
University of Louisville College of Business, B.S., Economics, 1985
Publication: Bloomberg
Publish Date: March 23, 2023
October 31, 2022
February 8, 2022
January 26, 2022
January 15, 2021
August 17, 2020
July 16, 2020
April 16, 2020
March 11, 2020