Skip to Main Content.

Fund Formation & Management

Reliable counsel, from start to finish

Our fund formation team, working from offices throughout Frost Brown Todd’s growing footprint, combines regional market know-how with a national focus on trends and regulatory developments shaping the private equity industry. Whether helping a first-time sponsor translate a novel investment thesis into a workable fund structure, or providing compliance advice to an established advisor managing multiple funds, we have the experience and sophistication to assist.

Our attorneys regularly advise both established funds seeking ongoing regulatory counsel and early-stage funds raising capital for the first time. We have recent practical experience advising promoters on navigating the overlapping and evolving regulatory regimes applicable to new asset classes like cryptocurrency and opportunity zones. We also work closely with more traditional funds seeking returns from early-stage venture capital investments or innovative public market strategies.

Real Estate Funds | Learn More

There is more interest than ever in private real estate funds. It has never been more important to make sure you have the right legal counsel to guide you through the fund process. Our real estate funds team can assist at every stage of a fund’s life cycle, from fund formation and fund marketing to the deployment of capital and winding up of assets. We represent a variety of different funds, from opportunistic funds to funds investing in specific sectors.

We take our decades of combined experience in real estate, tax and securities transactions and tailor the fund to your needs, creating a growth framework for new sponsors or helping experienced sponsors execute on their existing platforms. In each representation, at every step of the way, your investment goals are paramount, and we pride ourselves on being the type of team that can help you execute on those goals, reliably, creatively and efficiently.

Key Contacts

A person is smiling and dressed in professional attire with a striped tie and a jacket against a plain, light background.
Joshua M. O’Bryan

Partner

Louisville, KY

A smiling woman dressed in professional attire with a black blazer and a blue top, adorned with a pearl necklace, against a plain background.
Patricia M. Plavko

Partner

West Chester, OH

Combining local market knowledge with world-class problem solving.

In addition to providing continuing counsel on the myriad of regulations applicable to fund managers, we advise on portfolio development and exit strategies. We leverage the firm’s industry-focused resources and experience in critical sectors such as health care, manufacturing, franchise and hospitality, energy, and technology to assist private equity funds in efficiently and creatively executing portfolio transactions.

Related Insights

A close-up of a person using a digital tablet with a stylus to analyze financial data, representing consumer financial services. The glowing screen displays graphs and charts, symbolizing data-driven insights, regulatory compliance, and consumer protection in the evolving landscape of consumer finance.
To Be Clear…LLCs Can Issue Qualified Small Business Stock (QSBS)

April 21, 2025 | Qualified Small Business Stock (QSBS)

*This article is part of a series addressing entity decision and planning issues related to qualifie...

Frost Brown Todd Represents Technical Metals, Inc. in Sale Facilitated by Benchmark International

March 19, 2025 | Experience

Frost Brown Todd (FBT) represented Technical Metals, Inc. in its sale to Manufacturing Revitalizatio...

The man find and turn on the lightbulb in the maze-shaped brain on the wall, symbolizing big ideas, innovation concepts. (3d render)
Advanced Section 1202 (QSBS) Planning for S Corporations

March 18, 2025 | Qualified Small Business Stock (QSBS)

*This article was updated on March 20, 2025.  Section 1202 provides for a substantial exclusion of ...

Business people, high angle and meeting in building with collaboration, financial pitch with document for strategy. Above, tax accountant and table teamwork with budget paper for economy in office
Legislature Takes Steps to Ensure Texas Remains the Most Business-Friendly State in the Union

March 10, 2025 | Publications

On February 27, 2025, Senator Bryan Hughes (R-Tyler) filed Senate Bill 29 (S.B. 29), proposing sever...

Experienced Corporate M&A and Private Equity Attorney Jason Brace Joins Frost Brown Todd

February 13, 2025 | Press Releases

Frost Brown Todd (FBT) has added corporate transactions and health care law Partner Jason Brace to i...

merger and acquisition business concept, join company on puzzle pieces, 3d rendering
Private Capital: Impact on 2025 M&A Activity

February 4, 2025 | Publications

From the second half of 2020 through most of 2022, M&A activity was very robust as capital was c...

Bank symbol with with coins stack. Concepts of the banking system, rising interest rates, inflation, deflation, and savings.
Finding Suitable Replacement Qualified Small Business Stock (QSBS) – A Section 1045 Primer

January 29, 2025 | Tax Law Defined™ Blog

Section 1202 provides a gain exclusion when a stockholder sells qualified small business stock (QSBS...

Professionals are engaged in a discussion over documents with charts and data, with a laptop and other office materials on the table.
Guide to Converting Partnerships (LLCs/LPs) into C Corporation Issuers of QSBS – Part 2

December 10, 2024 | Qualified Small Business Stock (QSBS)

Many owners operating their businesses through limited liability companies (LLCs) and limited partne...

Professionals are engaged in a discussion over documents with charts and data, with a laptop and other office materials on the table.
Guide to Converting Partnerships (LLCs/LPs) into C Corporation Issuers of QSBS – Part 1

December 10, 2024 | Qualified Small Business Stock (QSBS)

Many owners who operate their business through a limited liability company or limited partnership co...

Veteran C-Suite Legal Executive Bruce Wu Joins Frost Brown Todd’s San Francisco Office

November 8, 2024 | Press Releases

Dr. Bruce Wu has joined Frost Brown Todd’s (FBT) Private Equity and Venture Practice Group. With a...

Stay ahead of the law.

Subscribe to receive email updates and choose your topics.