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    A Closer Look at Rule 15c2-12 Exemptions Following Unprecedented SEC Enforcement Actions

    December 12, 2022 | Publications

    In September of 2022, the Securities and Exchange Commission (SEC) took enforcement actions against ...

    Closeup heap of Dollar bills burning with orange fire on rough cracked ground against black background as symbol of inflation economic collapse. 3d render
    Use It or Lose It: ARPA Funds Spending Update

    August 3, 2022 | Publications

    The American Rescue Plan Act of 2021 (ARPA), signed into law on March 11, 2021, provided $350 billio...

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    Public-Private Partnerships Provide Flexibility to Political Subdivisions in Designing and Financing...

    May 31, 2022 | Publications

    Public-private partnerships (P3s) have risen in prominence in recent years due to the flexibility th...

    Evolution of Tax Increment Financing: Indiana, Kentucky, Ohio, and West Virginia

    December 18, 2021 | Publications

    Tax increment finance (TIF) legislation continues to evolve in many states within the Frost Brown To...

    SEC Releases Public Statement Encouraging Issuers to Provide COVID-19 Disclosures

    May 11, 2020 | Coronavirus Response Team

    On May 4, 2020, the Securities and Exchange Commission (SEC) chair and the director of the Office of...

    Solutions to Governmental Unit Revenue Shortfalls

    April 30, 2020 | Coronavirus Response Team

    In the wake of COVID-19, many local governments find themselves facing unanticipated and potential r...

    COVID-19โ€™s Impact on Bond Issuersโ€™ Finances and 15c2-12 Continuing Disclosure Obligations

    April 29, 2020 | Coronavirus Response Team

    As state and local governments continue to take actions to protect the safety and well-being of thei...

    Disclosure Under Rule 15c2-12: New Events One Year Later and COVID-19 Consideration

    March 23, 2020 | Coronavirus Response Team

    As issuers and other obligated persons continue to navigate the implications of COVID-19, now is an ...

    Virtually All Issuer Statements and Information Subject to SEC Rule 10b-5 (Anti-Fraud) Liability

    February 13, 2020 | Publications

    The Securities and Exchange Commission (SEC) announced in September 2019 that it would release a sta...

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    Beau Zoeller Joins Frost Brown Todd

    February 21, 2018 | Press Releases

    Beau F. Zoeller has joined Frost Brown Todd as a managing associate in the Indianapolis office. As p...

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