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    SEC Adopts Final Rules Relating to SPACs

    February 1, 2024 | Publications

    On January 24, 2024, the Securities and Exchange Commission (SEC) adopted final rules related to spe...

    Stock market chart on a mobile device
    SEC Issues Long-Awaited Private Fund Adviser Rules

    September 11, 2023 | Publications

    On August 23, 2023, the Securities and Exchange Commission (SEC) issued Release Number IA-6383, fina...

    Airport bank board business
    SEC Proposes Rule Changes for Private Fund Advisers

    July 29, 2022 | Blogs

    On February 9, the Securities and Exchange Commission (SEC) proposed new rules under the Investment ...

    Itโ€™s Time to Update Your Accredited Investor Questionnaires

    October 16, 2020 | Publications

    The Securities and Exchange Commission (SEC) adopted final amendments to the definition of โ€œaccred...

    IRS Tax forms
    Important Equity Compensation Reporting and Compliance Reminders

    January 6, 2020 | Publications

    Employers are required to annually report to the IRS all Incentive Stock Option (ISO) exercises and ...

    Flood After The Rain Is Flowing Down The Drain On The Road
    SEC Liberalizes Rules for Private Company Equity Compensation

    August 30, 2018 | Publications

    Equity compensation (including options to purchase stock or LLC units, restricted stock or units, an...

    DOL Edges Toward Delay on Expanded Fiduciary/Conflict of Interest Rules

    March 21, 2017 | Blogs

    Financial institutions and investment advisors have little certainty about compliance timing.

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