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Gwen has over 20 years of legal experience and 4 years of compliance experience at a large international banking institution. She has extensive experience in all aspects of transactional law including, but not limited to, entity formations, dissolutions, and mergers; foreign qualifications all over the country; preparing and filing annual reports; maintaining corporate minute books; preparation of annual board of directors and shareholder resolutions; preparation of stock certificates; and Internal Revenue Service filings for employer identification numbers, s-corporation and entity classification elections. Additionally, she has experience in the preparation and filing of UCC financing statements, amendments, and terminations; in filings with the Securities Exchange Commission; and in researching liens in connection with corporate financing. Gwen’s background also includes performing due diligence searches and legal research and investigation. Plus, she has experience in family law, civil litigation, class action defense, telecommunications law, and estate planning.

Other Info About Gwen


Legal Work Highlights

General corporate law

Mergers and acquisitions

Estate planning and taxation

Class action defense litigation

Insurance defense litigation

General litigation

Compliance Work Highlights

Project management of CFPB-related audit findings


Undergraduate School

Northern Kentucky University, Bachelor of Arts, Organizational Leadership with Psychology and Legal Studies Focus, 2017

Lexington Community College, Associate of Arts, Business Administration, 1994, President’s Scholar


Local & National Recognition

Who’s Who Among American Colleges and Universities, 2014