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    Eight Reasons to Have an Investment Policy Statement for Your Retirement Plan | Fiduciary Focus Seri...

    July 21, 2020 | Blogs

    A plan investment policy statement (IPS) is a written statement intended to provide a planโ€™s inves...

    DOL Reinstates Five-Part Test for Fiduciary Investment Advice | Fiduciary Focus Series

    August 3, 2020 | Blogs

    On June 29, 2020, the U.S. Department of Labor (DOL) proposed a new prohibited transaction exemption...

    “You’re Gonna Miss Me When Iโ€™m Gone:” Missing Participants – Employer Reti...

    February 11, 2021 | Blogs

    Pension plan and 401(k) plan fiduciaries, including employers who are the plan administrators under ...

    Department of Labor Guidance Opens New Opportunities for Participant-Directed Investment in Private ...

    July 22, 2020 | Blogs

    In a recent Information Letter (the โ€œLetterโ€), the Department of Labor (DOL) clarified that defi...

    Privacy and Data Security Weekly Update
    “A Long Time Cominโ€™”: The DOL issues Cybersecurity Guidance | Fiduciary Focus Series

    May 12, 2021 | Blogs

    On April 14, 2021, the U.S. Department of Labor (DOL) issued guidance on cybersecurity for employee ...

    The Long and Winding Road: The DOLโ€™s Proposed Rule on ESG Factors and the Exercise of Shareholder ...

    October 27, 2021 | Publications

    On October 13, 2021, the Department of Labor (DOL) released its proposed โ€œPrudence and Loyalty in ...

    DOL Refines Its Position Regarding Private Equity in 401(k) Plans | Fiduciary Focus Series

    January 20, 2022 | Publications

    On December 21, 2021, the Department of Labor (DOL) issued a Supplemental Statement clarifying earli...

    Golden Parachute Tax Savings
    DOL Issues FAQs on Lifetime Income Illustrations | Fiduciary Focus Series

    September 2, 2021 | Publications

    The Department of Labor (DOL) issued โ€œtemporary implementing FAQsโ€ on July 26, 2021. The FAQs cl...

    Sand running through the shape of hourglass on table with banknotes and coins of international currency. Time investment and retirement saving. Urgency countdown timer for business deadline concept
    IRS Proposes 401(k) Forfeiture Rules

    March 21, 2023 | Publications

    On February 27, the Internal Revenue Service (IRS) issued proposed regulations on when and how forfe...

    Pen  on the business paper. Report chart
    401(k) Limits Increased for 2023

    November 18, 2022 | Publications

    On October 21, 2022, the Internal Revenue Service issued the cost-of-living adjustments for contribu...

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